SIE Exam practice final walkthrough

>> YOUR LINK HERE: ___ http://youtube.com/watch?v=31XVBtPeE90

Passing the SIE exam is the first step on your journey through the FINRA exam. SIE exam prep consists of reading the book and taking quizzes. In this video, I take another final so you learn with me how to pass the SIE exam the first time. • If you are looking for a Series 7 top off tutor please visit • www.capadvantagetutoring.com • If you are looking for materials you can get a 15% discount on STC materials by using this link • Securities Training Corporation-- • https://www.stcusa.com/referral/capit... • If you are looking for an out of this world supplement go to: • https://achievable.me/?utm_source=cap... • If you are looking for a trading app feel free to click here • WEBULL :https://act.webull.com/vi/z5dWcZuWlU4... • My Series 7 Discord / discord • Kindle unlimited has some free resources for members • https://amzn.to/2QiIUPd • Some more Series 7 top off material (used) • http://rover.ebay.com/rover/1/711-532... • Series 7 for Dummies--https://amzn.to/36lmX7r • Series 7 for Dummies Questions -- https://amzn.to/352vDiK • Series 6 questions-- https://amzn.to/2ToH01j • Series 6 book by Wiley -- https://amzn.to/2wpInn9 • Michael Lewis ( love his take on finance ) • Liars poker https://amzn.to/34J6MQH • Flash Boys https://amzn.to/34zVwFU • Money Culture https://amzn.to/2JSV6CQ • PANIC!! https://amzn.to/2Nlvd0w • Ray Dalio • Big Debt Crisis https://amzn.to/36EGaSA • 1980s Insider Trading Scandal ( I read this 2 or 3 times ) it’s NOT the movie ha-ha • https://amzn.to/34A7rnm • Chapters: • 0:00 Intro • 2:23 Q1 Selling Stock • 3:37 Q2 Prospectus for DDP • 4:15 Q3 Broker-dealers • 5:02 Q4 529 Plan • 6:07 Q5 Primary Secondary Distribution • 7:31 Q6 Real GDP • 8:13 Q7 Balance Sheet Equation • 9:02 Q8 Account Statement • 9:51 Q9 Cash/Stock Dividends • 10:32 Q10 Convertible Bond • 11:45 Q11 Bonds • 12:40 Q12 Foreign stock trade • 13:42 Q13 Banker's Acceptance • 14:18 Q14 SPDR • 14:50 Q15 Breakpoint • 16:22 Q16 Equity option • 17:00 Q17 5% markup policy • 18:04 Q18 Gifts • 18:25 Q19 Investor Risks • 19:02 Q20 Suspicious Activity Report (SAR) • 20:06 Q21 Reinvestment Risk • 21:17 Q22 Political Contribution • 22:08 Q23 Pass-through entity • 22:50 Q24 Real estate investment trust (REIT) • 24:00 Q25 Cash trade • 24:31 Q26 Third Market • 24:35 Q27 Underwriting • 27:18 Q28 Negotiable Certificates of Deposit • 27:31 Q29 Option Contract • 28:16 Q30 Average or index • 28:43 Q31 Broker dealer - Balance sheets • 29:01 Q32 Buy Sell Securities • 30:17 Q33 No-load fund • 30:47 Q34 Price Volatility of Funds • 31:23 Q35 Interest Rates Market Value • 31:47 Q36 FRB • 32:25 Q37 Regulation T • 33:13 Q38 Treasury Inflation Protected Securities (TIPS) • 33:52 Q39 T-bonds • 34:13 Q40 Federal Reserve Board's Open Market Committee (FOMC) • 34:39 Q41 Fixed annuity • 35:23 Q42 Index option • 36:40 Q43 Registered Representative Gift • 37:42 Q44 Premature withdrawals-IRA • 38:44 Q45 5% Markup Policy • 39:10 Q46 Self-Regulatory Organization (SRO) • 39:39 Q47 Stock dividend • 40:14 Q48 Municipal Securities • 40:57 Q49 Broad-based indexes • 41:37 Q50 FINRA registration • 42:03 Q51 Information barriers • 42:45 Q52 Chapter 11 bankruptcy proceeding • 43:13 Q53 MSRB • 44:04 Q54 Underwriting-selling stock • 44:44 Q55 Private securities transactions • 45:52 Q56 Bonds (interest) • 46:08 Q57 Arbitration Panel for Disputes • 47:01 Q58 Variable Annuity • 47:19 Q59 Counter Currency • 47:51 Q60 Borrowing funds • 49:04 Q61 Registered Representative order • 49:30 Q62 Purchasing security • 50:19 Q63 Stabilization • 51:00 Q64 Clearing Corporation • 51:50 Q65 Bonds (market value) • 52:06 Q66 Investment Program • 53:31 Q67 Fee-based account • 54:15 Q68 Underwriting • 54:41 Q69 Broker-dealers • 54:53 Q70 Breakpoint sale • 55:35 Q71 Split stock cost basis • 56:12 Q72 Common stock • 56:54 Q73 Orders • 57:16 Q74 Management fees • 57:33 Q75 529 Plan • 57:56 Q76 Privacy notice • 58:26 Q77 Investment company • 58:44 Q78 Investment adviser • 59:24 Q79 Registered Representative • 1:00:19 Q80 FINRA members • 1:00:37 Q81 Unsolicited Email Registered Rep • 1:01:47 Q82 Credit rating of municipality • 1:02:05 Q83 Supplementing income • 1:02:23 Q84 Coupon • 1:02:53 Q85 Buyers of call options • #sieexam #sieexamprep #finance

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