36 SIE Exam Questions Topics You Must Know With Suzy

>> YOUR LINK HERE: ___ http://youtube.com/watch?v=Lrm76WQRUOQ

Are you studying for the SIE exam? If so, THIS is a great video for you. In this Questions of the Week video Suzy Rhoades, the financial training expert at PassMasters, covers 36 Securities Industry Essentials (SIE) questions for you! These 36 questions represent the 36 TOPICS that you can expect to encounter when you take the SIE exam. • How do we know this? FINRA publishes an SIE content outline and Suzy has created a course that includes all of the information from the outline, broken down into easily digestible topics. In the case of the SIE exam, the course includes 36 TOPICS! Each topic in our course includes a PDF to read, a video to watch where Suzy explains what you read so it actually makes sense, and then a topic quiz to practice. • To check out the SIE course: • https://passmasters.com/securities/sie/ • • The SIE exam expects you to know a lot! It will take time and effort to pass this exam. We believe in you and know that YOU GOT THIS! • If you are curious about the FINRA SIE exam, check out this link: • https://www.finra.org/registration-ex... • This exam comes from our PassMasters website where can you take FREE SECURITIES PRACTICE EXAMS for each of the securities courses that we offer: https://learn.passmasters.com/student... • Suzy also has course for those of you studying for your Series 6, 7, 63, 65 and 66 exams! • Check out all our offerings here: • https://passmasters.com/securities-ex... • Please let us know how we can help you on your journey in the securities industry. Just ask in the comments. • #sieexam #sietestprep #FINRAexams • Contents of this Video • 0:00 - Intro • 0:33 - Practice Question 1 – Repurchase agreements • 1:42 - Practice Question 2 – What is this security? • 2:15 - Practice Question 3 – How much can you lose? • 2:41 - Practice Question 4 – Net worth formula • 3:14 - Practice Question 5 – ETFs • 4:13 - Practice Question 6 – Hedge funds • 5:09 - Practice Question 7 – ETNs • 5:38 - Practice Question 8 – Variable life insurance • 6:33 - Practice Question 9 – Nonqualified retirement plan • 7:26 - Practice Question 10 – HSA contributions • 8:18 - Practice Question 11 – How is a dividend most commonly paid • 8:40 - Practice Question 12 – Most important yield on a callable bond • 12:27 - Practice Question 13 – Real return • 14:06 - Practice Question 14 – Written complaint • 14:35 - Practice Question 15 – Who does the CBOE run fingerprint based background checks on • 15:11 - Practice Question 16 – Proxy and annual meeting • 16:06 - Practice Question 17 – Maximum prison sentence for insider trading • 16:23 - Practice Question 18 – Options hedge breakeven • 18:03 - Practice Question 19 – Mail hold rule • 18:37 - Practice Question 20 – Cost basis on inherited stock • 19:05 - Practice Question 21 – Trading currencies • 19:42 - Practice Question 22 – Systematic risk • 20:20 - Practice Question 23 – Annuities • 20:47 - Practice Question 24 – Market momentum • 21:27 - Practice Question 25 – Bid minus commission • 22:03 - Practice Question 26 – Regulation S-P • 22:48 - Practice Question 27 – Discretionary authority • 23:15 - Practice Question 28 – CIP Program • 23:38 - Practice Question 29 – Securities markets • 24:17 - Practice Question 30 – When can a R/R share in a customer's account • 24:55 - Practice Question 31 – Block order • 25:09 - Practice Question 32 – Market manipulation • 25:35 - Practice Question 33 – Firm's do-not-call list • 26:21 - Practice Question 34 – Rule 503 Form D • 26:55 - Practice Question 35 – Form CRS • 27:20 - Practice Question 36 – Inverted yield curve • 29:47 - Recap

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